Ileana Menendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ileana Menendez, who also goes by Ileana Dungan, Ileana Rubio, was a registered financial professional .
Ileana is a previously registered financial professional and started their career in finance in 1997. Ileana had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2010 - May 1, 2017
FBT INVESTMENTS, INC.
December 18, 2008 - September 23, 2009
HANCOCK WHITNEY INVESTMENT SERVICES INC.
June 9, 2004 - July 23, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 17, 1997 - January 21, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FBT INVESTMENTS, INC.
CRD#: 104463 / SEC#: , 8-52922
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
