Edward C. Worrell

WORRELL FINANCIAL LLC

West Chester, PA

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CRD#: 2858264

Professional summary

Edward Charles Worrell JR, who also goes by Ted Worrell, is a registered financial advisor currently at WORRELL FINANCIAL LLC located in West Chester, Pennsylvania.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Worrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Worrell Capital Consulting, West Chester, PA, Not investment related; Type of Business: Pharma Compliance Consulting; Start date:01/2020 ; Title: Consultant/Owner; Number of hrs a month: 0-10; During trading hours: 0-10 Duties/Responsibilities: Compliance activities for pharma salespeople. // 2. Edward Worrell, Jr. CPA, a tax preparation firm; Start Date: 11/1994; Title: CPA/Tax Preparer; Time: This activity accounts for up to 5% of his time. Not Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Charles Worrell JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2022 - Present

WORRELL FINANCIAL LLC

RIA

CRD#: 319302

West Chester, PA

Past

January 4, 1999 - April 10, 2001

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

May 22, 1997 - January 4, 1999

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/19/1997

General Securities Representative Examination

Current Firm

WORRELL FINANCIAL LLC

CRD#: 319302 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (6/6/2022 Approved)

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Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(610) 563-6800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward C. Worrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Charles Worrell JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORRELL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

QUEST CAPITAL STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/1998

Series 63

Date: 5/2/1997

SIE

Date: 7/18/2019

Series 7

Date: 5/19/1997

Current Firm

WORRELL FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

WORRELL FINANCIAL LLC

TRUST BUT VERIFY

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