Allan D. Ross

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CRD#: 2858227

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allan Dean Ross, CFP® was a registered financial professional .

Allan is a previously registered financial professional and started their career in finance in 1997. Allan had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Life, annuities, health, disability, long term care, travel insurance sales. 2) Pension consultant - review and recommend vendors. 3)Perform ongoing Pastoral duties that may involve compensation (weddings, funerals)

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 42046

SALEM, OR

Past

March 24, 1997 - October 7, 1998

FIRST SECURITIES USA, INC.

CRD#: 39986

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NBC CAPITAL ADVISORS

BNC WEALTH MANAGEMENT, LLC | NBC CAPITAL ADVISORS

CRD#: 306483 / SEC#: 801-117800

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/24/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/8/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/30/1997

General Securities Principal Examination

Current Firm

NBC CAPITAL ADVISORS

BNC WEALTH MANAGEMENT, LLC | NBC CAPITAL ADVISORS

CRD#: 306483 / SEC#: 801-117800

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

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Contact information

Main Address

8625 Sw Cascade Ave., Suite 410, Beaverton, OR 97008

Mailing Address

Phone number

(503) 683-7727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NBC CAPITAL ADVISORS BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 710,546,092

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allan D. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FINANCIAL ASSET MANAGERS, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FIRST SECURITIES USA, INC.

Primary Firm SEC Registration

NBC CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/24/1997

SIE

Date: 1/8/2017

Series 7

Date: 3/22/1997

Series 24

Date: 4/30/1997

Current Firm

NBC CAPITAL ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NBC CAPITAL ADVISORS

TRUST BUT VERIFY

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