RR
Ruben R. Ramirez
FORTITUDE ADVISORY GROUP L.L.C.
New York, NY 10170
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CRD#: 2858155
RR
Professional summary
Ruben Rene Ramirez JR, who also goes by Jr Ruben Ramirez, Rene Ramirez, Ruben Rene Ramirez, is a registered financial advisor currently at FORTITUDE ADVISORY GROUP L.L.C. located in New York, New York and QUINT CAPITAL CORPORATION located in New York, New York.
Ruben is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ruben has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jr Ruben Ramirez | Rene Ramirez | Ruben Rene Ramirez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fortitude (DBA ProActive Planning Partners, LLC), 420 Lexington Avenue, Suite 1402, New York, NY 10170. Start Date - June 2019 to Present, CEO/Chief Investment Officer. Investment related/Registered Investment Advisor-Financial Advisory; some trading activity associated with Quint Capital; Fee-based compensation; 180 hours/month and 6 hours/regular market hours. 2. P3 Asset Management, 20 Lexington Avenue, Suite 1402, New York, NY 10170. Start Date - june 2023 to present, Co-Founder/CEO. Investment related/Not related to Quint Capital; Institutional asset management; Fee-based compensation; 60 hours/month and 2 hours/regular market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ruben Rene Ramirez JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
FORTITUDE ADVISORY GROUP L.L.C.
Office #1: 420 Lexington Ave, Suite 1402, New York, NY 10170RIA
CRD#: 116083
New York, NY
Current
September 7, 2022 - Present
QUINT CAPITAL CORPORATION
Office #1: 230 Park Ave - 361w, New York, NY 10169RIA
BD
CRD#: 26586
NEW YORK, NY
Past
July 9, 2019 - September 12, 2022
EAGLES COAST CAPITAL, LLC
BD
CRD#: 297477
CHARLESTON, SC
Past
December 16, 2016 - May 7, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW YORK, NY
Past
February 5, 2015 - December 15, 2016
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
San Antonio, TX
Past
October 2, 2013 - January 15, 2015
HALEN CAPITAL
BD
CRD#: 135966
SAN ANTONIO, TX
Past
June 12, 2008 - August 28, 2013
ADVISORS ASSET MANAGEMENT, INC.
RIA
CRD#: 46727
BOERNE, TX
Past
July 3, 2003 - August 28, 2013
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
BOERNE, TX
Past
October 7, 1997 - December 14, 2001
USAA INVESTMENT SERVICES COMPANY
BD
CRD#: 5475
SAN ANTONIO, TX
Past
March 6, 1997 - September 12, 1997
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FORTITUDE ADVISORY GROUP L.L.C.
AFM INVESTMENTS | WEITZ FINANCIAL | WEALTH INNOVATIONS | VALDA PARTNERS | SUMNER WEITZ PRIVATE CLIENT GROUP | SUMMITALLIANCE ADVISORS, L.L.C. | SOUND WEALTH PARTNERS | SIG FIDUCIARY MANAGEMENT | SIG ADVISORS, L.L.C. | RIDDICK & COMPANY ENTREPRENEURIAL FINANCE | PROACTIVE PLANNING PARTNERS (P3) | ONE WEALTH MANAGEMENT | JORDAN A. LINN ADVISORY SERVICES | JL ADVISORY SERVICES | FORTITUDE ADVISORY GROUP L.L.C. | FARR FINANCIAL | CONCENTIO CAPITAL | CK FINANCIAL SERVICES | ARGENTUS PARTNERS, LLC | ARGENTUS ADVISORS, LLC (DBA: SOUND WEALTH PARTNERS) | ARGENTUS ADVISORS, LLC | ARGENTUS | APERTURE ADVISORS
CRD#: 116083 / SEC#: 801-60827
RIA
Registered Investment Advisory firm - (1/4/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/6/2023)
RR
California(3/16/2023)
RR
Connecticut(3/16/2023)
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District of Columbia(3/21/2023)
RR
Florida(3/17/2023)
RR
Georgia(3/20/2023)
RR
Idaho(3/20/2023)
RR
Illinois(3/17/2023)
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Indiana(3/21/2023)
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Iowa(3/16/2023)
RR
Louisiana(3/20/2023)
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Maryland(3/16/2023)
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Massachusetts(5/2/2023)
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Michigan(3/20/2023)
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Mississippi(3/20/2023)
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Montana(4/18/2023)
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New Jersey(10/11/2022)
IAR
New York(1/7/2022)
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New York(9/22/2022)
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North Carolina(3/20/2023)
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Ohio(3/16/2023)
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Oklahoma(3/22/2023)
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Pennsylvania(3/21/2023)
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Rhode Island(3/27/2023)
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South Carolina(3/27/2023)
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Texas(3/16/2023)
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Vermont(3/16/2023)
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Virginia(3/20/2023)
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Washington(5/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 3/23/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FORTITUDE ADVISORY GROUP L.L.C.
AFM INVESTMENTS | WEITZ FINANCIAL | WEALTH INNOVATIONS | VALDA PARTNERS | SUMNER WEITZ PRIVATE CLIENT GROUP | SUMMITALLIANCE ADVISORS, L.L.C. | SOUND WEALTH PARTNERS | SIG FIDUCIARY MANAGEMENT | SIG ADVISORS, L.L.C. | RIDDICK & COMPANY ENTREPRENEURIAL FINANCE | PROACTIVE PLANNING PARTNERS (P3) | ONE WEALTH MANAGEMENT | JORDAN A. LINN ADVISORY SERVICES | JL ADVISORY SERVICES | FORTITUDE ADVISORY GROUP L.L.C. | FARR FINANCIAL | CONCENTIO CAPITAL | CK FINANCIAL SERVICES | ARGENTUS PARTNERS, LLC | ARGENTUS ADVISORS, LLC (DBA: SOUND WEALTH PARTNERS) | ARGENTUS ADVISORS, LLC | ARGENTUS | APERTURE ADVISORS
CRD#: 116083 / SEC#: 801-60827
RIA
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Contact information
Main Address
7195 Wagner Way Suite 104, Gig Harbor, WA 98335
Mailing Address
Phone number
(253) 470-4977
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,326 |
| AUM (Assets Under Management) | $ 416,903,117 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
