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Thomas H. Tullidge
CARY STREET PARTNERS
Richmond, VA 23219
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CRD#: 2858022
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Professional summary
Thomas Hogshead Tullidge JR, who also goes by Tom Tullidge, is a registered financial advisor currently at CARY STREET PARTNERS located in Richmond, Virginia and CARY STREET PARTNERS located in Richmond, Virginia.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tom Tullidge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GRAY HOLDINGS LLC AND AFFILIATED COMPANIES; REAL ESTATE HOLDING COMPANY-NOT INVESTMENT RELATED, 1700 BAYBERRY COURT, RICHMOND, VA, REAL ESTATE HOLDING COMPANY, DIRECTOR AND MINORITY SHAREHOLDER, MORE THAN 10 YEARS, 3 HOURS PER MONTH, I SERVE AS A DIRECTOR AND MEMBER OF EXECUTIVE COMMITTEE OF THESE FAMILY OWNED AND RUN ENTITIES. 2. RECAST ENERGY LLC. THE BUSINESS IS A BIOMASS ENERGY PRODUCER AND ITS BUSINESS IS NOT INVESTMENT RELATED. 8730 STONY POINT PARKWAY SUITE 100, RICHMOND VA 23235. DIRECTOR AND MINORITY SHAREHOLDER 2 HRS PER YEAR. 3. UNIVERAL CORPORATION, RICHMOND VA; NOT INVESTMENT RELATED; MEMBER OF THE BOARD OF DIRECTORS, ON ONE OR MORE COMMITTEES OF THE BOARD; AUGUST 2018; 5 MEETINGS PER YEAR. 4. CARPENTER CO. DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE. RICHMOND, VA. RECEIVES COMPENSATION. START DATE: 2016. 3 MARKET HOURS/QUARTER. 2 NON-MARKET HOURS/QUARTER. 5. SFP TRUST CO. LLC; PRIVATE FAMILY TRUST COMPANY WHICH IN TURN OWNS A CONTROLLING INTEREST IN CARPENTER CO.; DIRECTOR; RICHMOND; 2/14/12; NO SEPARATE ACTIVITY FOR MY SERVICE AS A DIRECTOR OF CARPENTER COMPANY 6. TRUST CREATED BY FLORENCE TULLIDGE U/A FBO HER GRANDCHILDREN; CO-TRUSTEE; RICHMOND; EARLY 1990'S; INVESTMENT RELATED; EXERCISES CONTROL OVER ENTITY'S ASSETS; 1 NON-MARKET HOUR DEVOTED TO ACTIVITY PER MONTH; TOGETHER WITH MY SISTERS, I ACT AS TRUSTEE OF TRUSTS CREATED BY WILLIAM J. BRYANT JR (FATHER-IN-LAW) 7. THE VIRGINIA HOME;NON-PROFIT ENTITY; PENDING ELECTION BY BOD-MEMBER OF INVESTMENT COMMITTEE; ACTIVTY INVESTMENT RELATED; NO COMPENSATION; 4 HOURS/YEAR. 8. GOODWILL INDUSTRIES OF CENTRAL VIRGINIA; NON-PROFIT ENTITY; MEMBER OF ADVISORY BOARD, INVESTMENT AND FINANCE COMMITTEES; STARTED 2000; NO COMPENSATION; 1 MARKET HOUR/MONTH. 9. WESTMINSTER CANTERBURY Name: Westminster Canterbury Corporation Investment-related: Yes Address: 1600 Westbrook Avenue Suite 2200 Richmond, VA 23227 Nature & Relationship: Retirement Community Position: Board of Trustees Start Date: 01/26/2022 Hours/Month: 2 Hours/Month during trading hours: 0 Duties: Currently serving on Board of Trustees and will be appointed to two other committees once designated
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Hogshead Tullidge JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2008 - Present
CARY STREET PARTNERS
Office #1: 901 East Byrd Street Suite 1001, Richmond, VA 23219RIA
CRD#: 128545
Richmond, VA
Current
December 15, 2003 - Present
CARY STREET PARTNERS
Office #1: 901 East Byrd Street, Suite 1001, Richmond, VA 23219BD
CRD#: 128089
Richmond, VA
Past
October 1, 1999 - April 5, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 1, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
May 1, 1998 - February 1, 1999
BOWLES HOLLOWELL CONNER & CO.
BD
CRD#: 17511
CHARLOTTE, NC
Past
September 3, 1997 - May 14, 1998
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Virginia(12/15/2003)
IAR
Virginia(4/9/2008)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARY STREET PARTNERS
CRD#: 128545Richmond, VA 23219TRUST BUT VERIFY
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