Edward J. Mulcahy
Professional summary
Edward J Mulcahy, who also goes by Edward James Mulcahy III, Edward James Mulcahy, Ned J Mulcahy, Ned Mulcahy, Edward Mulcahy, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1998. Edward has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 31, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward J Mulcahy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101October 1, 2013 - July 19, 2022
BARINGS SECURITIES LLC
January 22, 2009 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 18, 2008 - September 26, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2007 - August 25, 2008
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 15, 2004 - August 25, 2008
PRINCIPAL SECURITIES, INC.
March 4, 2002 - February 17, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
December 15, 2000 - September 6, 2001
AEGIS CAPITAL CORP.
July 7, 1999 - February 15, 2000
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
January 30, 1998 - June 24, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/16/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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