Kelly T. Moulton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Traynor Moulton, who also goes by Kelly M Traynor, Kelly Meredith Traynor, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 1999. Kelly had worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2015 - September 22, 2015
SLATE HILL, LTD
March 29, 2015 - May 5, 2015
CNBS
February 10, 2015 - May 5, 2015
CNBS
July 28, 2011 - February 26, 2013
J.P. MORGAN SECURITIES LLC
July 8, 2011 - February 26, 2013
J.P. MORGAN SECURITIES LLC
February 13, 2008 - January 11, 2010
EDGE ADVISORS, LLC
June 15, 2006 - March 29, 2007
MORGAN KEEGAN & COMPANY, LLC
June 15, 2006 - March 29, 2007
MORGAN KEEGAN & COMPANY, LLC
March 19, 2003 - December 13, 2004
CITIGROUP GLOBAL MARKETS INC.
May 15, 2001 - December 13, 2004
CITIGROUP GLOBAL MARKETS INC.
August 7, 2000 - April 4, 2001
MUNICIPALTRADE.COM, INC.
July 28, 1999 - April 5, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLATE HILL, LTD
CRD#: 168509 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
