Michael L. Oromaner

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CRD#: 2857559

Professional summary

Michael Lawrence Oromaner was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael Lawrence Oromaner, who also goes by Michael Lawrence Oromanen, Mike Oromaner, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Lawrence Oromanen | Mike Oromaner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 13, 2016 - January 27, 2017

COVA CAPITAL PARTNERS LLC

CRD#: 109761

SYOSSET, NY

Past

March 15, 2016 - September 30, 2016

SW FINANCIAL

CRD#: 145012

FARMINGDALE, NY

Past

January 16, 2015 - March 12, 2016

AVENIR FINANCIAL GROUP

CRD#: 148490

Huntington, NY

Past

January 24, 2014 - January 5, 2015

LEGEND SECURITIES, INC.

CRD#: 44952

EAST MEADOW, NY

Past

November 25, 2009 - January 14, 2014

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

UNIONDALE, NY

Past

May 21, 2009 - December 1, 2009

PRESTIGE FINANCIAL CENTER, INC.

CRD#: 30407

GARDEN CITY, NY

Past

January 4, 2007 - May 19, 2009

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

March 23, 2004 - January 5, 2007

EKN FINANCIAL SERVICES INC.

CRD#: 113525

WOODBURY, NY

Past

July 3, 2003 - July 21, 2003

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

January 2, 2001 - July 29, 2002

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

December 7, 2000 - December 31, 2000

WHITEHALL WELLINGTON INVESTMENTS, INC.

CRD#: 38022

PORT WASHINGTON, NY

Past

October 15, 1999 - December 22, 2000

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

April 23, 1998 - September 27, 1999

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

November 7, 1997 - March 26, 1998

MAY, DAVIS GROUP INC.

CRD#: 35622

NEW YORK, NY

Past

October 28, 1997 - November 12, 1997

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

August 14, 1997 - September 24, 1997

WALSH MANNING SECURITIES, LLC

CRD#: 30826

Past

August 6, 1997 - October 3, 1997

LLOYD WADE SECURITIES INC.

CRD#: 39653

DALLAS, TX

Past

July 1, 1997 - August 6, 1997

PACIFIC CORTEZ SECURITIES INCORPORATED

CRD#: 24341

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1997

General Securities Representative Examination

Current Firm

COVA CAPITAL PARTNERS LLC

CRD#: 109761 / SEC#: , 8-53105

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

6851 Jericho Tpke Suite 205, Syosset, NY 11791

Mailing Address

6851 Jericho Tpke Suite 205, Syosset, NY 11791

Phone number

(917) 398-3033

Established

New York since 06/15/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (40 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
AVCO CAPITAL CORP.	OWNER
GIBSTEIN, EDWARD TAYLOR	CHIEF EXECUTIVE OFFICER ("CEO"), HEAD OF INVESTMENT BANKING	1197295
STOUBER, RANDY	FINOP	1104531
WALKER, PATRICK THOMAS	CCO	2107798

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael L. Oromaner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SW FINANCIAL

AVENIR FINANCIAL GROUP

LEGEND SECURITIES, INC.

BROOKVILLE CAPITAL PARTNERS

PRESTIGE FINANCIAL CENTER, INC.

BROOKVILLE CAPITAL PARTNERS

EKN FINANCIAL SERVICES INC.

CONTINENTAL BROKER-DEALER CORP.

HARRISON SECURITIES, INC.

WHITEHALL WELLINGTON INVESTMENTS, INC.

NATIONAL SECURITIES CORPORATION

JOSEPHTHAL & CO., INC.

MAY, DAVIS GROUP INC.

CHATFIELD DEAN & CO., INC.

WALSH MANNING SECURITIES, LLC

LLOYD WADE SECURITIES INC.

PACIFIC CORTEZ SECURITIES INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1997

SIE

Date: 1/27/2017

Series 7

Date: 6/27/1997

Current Firm

COVA CAPITAL PARTNERS LLC

Contact information

FINRA licenses (40 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COVA CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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