RK
Roger E. Kiger
VISIONARY HORIZONS
KNOXVILLE, TN 37932
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CRD#: 2857337
RK
Professional summary
Roger Edward Kiger, CFP® is a registered financial advisor currently at VISIONARY HORIZONS, LLC located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Roger has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 10/22/2024 / TCP, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 10/22/2024 / Kiger Investments / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3- 10/22/2024 / Smart-RIA / Business Owner / Not Investment Related / Knoxville, TN / Start date: 01/01/2015 4- 10/22/2024 / Real Estate Rental / Real Estate Rental / Investment Related / 5 hrs mth / 1 hr during trading / Homosassa, FL / Start date: 01/01/2024 5- 10/22/2024 / Mocha Properties LLC / Mortgage/Real Estate Services / Investment Related / Knoxville TX / Start date: 01/01/2011 6- 10/22/2024 / Marina Management LLC / Other-Business / Not Investment Related / Knoxville, TN / Start date: 01/01/2002 7- 10/22/2024 - Visionary Horizons - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 120 Hours Per Month/ 30 Hours During Trading 8- 10/22/2024 - Visionary Horizons Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 100 Hours Per Month/ 25 Hours During Trading 9- 10/28/2024 - Visionary Horizons LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 100 Hours Per Month/ 25 Hours During Trading - I provide investment advisory services through Visionary Horizons, Inc, an independent investment advisor firm. I started this business activity in 4/2009. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 10-10/28/2024 - Visionary Horizons Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 04/01/2009 - 120 Hours Per Month/ 30 Hours During Trading 11- 10/28/2024 - Visionary Horizons Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 05/01/2009 - 160 Hours Per Month/ 160 Hours During Trading 12- 10/01/2025- BackCourse Flyers, Inc.- Other - Business Owner- Not INV Related- At Knoxville, TN- Start date 10/15/2025- 5 Hours Per Month
CRS (Client Relationship Summary) - RIA
Click below to view Roger Edward Kiger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
September 10, 2009 - Present
VISIONARY HORIZONS, LLC
Office #1: 620 Mabry Hood Rd Suite 301, Knoxville, TN 37932RIA
CRD#: 150483
KNOXVILLE, TN
Current
October 22, 2024 - Present
LPL FINANCIAL LLC
Office #1: 620 Mabry Hood Rd Ste 301, Knoxville, TN 37932RIA
BD
CRD#: 6413
KNOXVILLE, TN
Past
August 28, 2009 - October 22, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
KNOXVILLE, TN
Past
March 22, 2007 - August 31, 2009
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
KNOXVILLE, TN
Past
March 22, 2007 - August 31, 2009
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
KNOXVILLE, TN
Past
July 10, 2002 - March 27, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
KNOXVILLE, TN
Past
March 22, 2002 - March 27, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
KNOXVILLE, TN
Past
February 14, 2000 - March 25, 2002
AMSOUTH INVESTMENT SERVICES, INC.
BD
CRD#: 15692
BIRMINGHAM, AL
Past
February 25, 1998 - February 14, 2000
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
May 8, 1997 - February 18, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 8, 1997 - February 18, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/21/2025)
RR
Florida(1/17/2025)
RR
Georgia(1/17/2025)
RR
Indiana(1/17/2025)
RR
Kentucky(10/25/2024)
IAR
Louisiana(4/28/2023)
RR
Missouri(11/15/2024)
RR
North Carolina(10/31/2024)
RR
South Carolina(10/22/2024)
IAR
Tennessee(9/10/2009)
RR
Tennessee(10/23/2024)
IAR
Texas(3/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VH
VISIONARY HORIZONS, LLC
NAME1020 | WEALTHBRIGHT ADVISORS | VISIONARY HORIZONS, LLC | VISIONARY HORIZONS, L.L.C. | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP, LLC | VISIONARY HORIZONS WEALTH MANAGEMENT GROUP | VISIONARY HORIZONS WEALTH MANAGEMENT | TRISTAR WEALTH MANAGEMENT
CRD#: 150483 / SEC#: 801-79890
RIA
Registered Investment Advisory firm - (6/24/2014 Approved)Tennessee
Registered Investment Advisory firm - (8/1/2014 Terminated)Texas
Registered Investment Advisory firm - (7/2/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
620 Mabry Hood Rd Suite 301, Knoxville, TN 37932
Mailing Address
Phone number
(865) 675-8496
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,229 |
| AUM (Assets Under Management) | $ 291,415,668 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VISIONARY HORIZONS, LLC
CRD#: 150483Knoxville, TN 37932TRUST BUT VERIFY
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