Andrew W. Behm

OSAIC WEALTH

Southfield, MI 48034

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CRD#: 2857305

Professional summary

Andrew Winans Behm, who also goes by Andrew W Behm, Andy Behm, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Southfield, Michigan.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew W Behm | Andy Behm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MICHIGAN FINANCIAL COMPANIES/DUNLEAVY WEALTH MANAGEMENT - SECURITIES POSITION: Senior Director of Wealth Management NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products 2. MICHIGAN FINANCIAL COMPANIES- FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfiedl MI 48034, United States DESCRIPTION: Sales/Marketing of fixed annuities and non variable insurance 3. RENTAL HOUSE POSITION: Owner NATURE: Rental House INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2013 ADDRESS: 1289 Timmons Drive, Ann Arbor MI 48103, United States DESCRIPTION: Owner 4. VISTA MARIA POSITION: Member NATURE: Charity/Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/24/2012 ADDRESS: 20651 West Warren Ave, Dearborn Heights MI 48127, United States DESCRIPTION: Helps abused and neglected girls and foster care 5. RENTAL HOUSE #2 POSITION: Owner / Landlord NATURE: Single Family Rental Home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 2107 Pauline Court, Ann Arbor MI 48103, United States DESCRIPTION: I pay bills, collect rent and call a handyman. 6. PAULINE REALTY LLC POSITION: Rental Owner NATURE: Rental house previously listed now under an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2023 ADDRESS: 875 Scio Church Road, Ann Arbor MI 48103, United States DESCRIPTION: Rental Owner for property. The property is currently occupied by tenants that pay monthly rent to LLC.Minimal hours spent at this location per month. 7. TIMMINS REALTY LLC POSITION: Rental/Owner NATURE: This is a rental property as listed previously and is being moved to an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2023 ADDRESS: PO Box 2135, Ann Arbor MI 48106, United States DESCRIPTION: Rental Owner for property. The property is currently occupied by tenants that pay monthly rent to LLC.Minimal hours spent at this location per month. 8. MICHIGAN FINANCIAL COMPANIES POSITION: Senior Director of Wealth Management NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/19/2005 ADDRESS: 28411 Northwestern Highway, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales / Marketing of securities, investment advisory and insurance products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Winans Behm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Andrew Winans Behm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 28411 Northwestern Hwy Suite 1300, Southfield, MI 48034

RIA

CRD#: 23131

Southfield, MI

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 28411 Northwestern Hwy Suite 1300, Southfield, MI 48034

RIA

CRD#: 23131

Southfield, MI

Past

October 6, 2010 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

SOUTHFIELD, MI

Past

September 22, 2005 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

SOUTHFIELD, MI

Past

May 27, 2004 - September 19, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 7, 1997 - June 9, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2019)

Arizona
(7/9/2020)

Arkansas
(9/21/2022)

California
(3/24/2025)

Colorado
(1/23/2019)

District of Columbia
(1/30/2019)

Florida
(1/21/2020)

IAR

Florida
(9/4/2024)

Georgia
(1/17/2019)

Iowa
(7/16/2025)

Kansas
(4/10/2019)

Maine
(8/16/2022)

Maryland
(4/9/2020)

Massachusetts
(10/30/2020)

Michigan
(11/2/2018)

IAR

Michigan
(11/2/2018)

New Jersey
(7/16/2025)

North Carolina
(2/13/2020)

Ohio
(11/2/2018)

South Carolina
(11/2/2018)

Tennessee
(8/16/2019)

Texas
(11/2/2018)

IAR

Texas
(1/9/2019)

Utah
(11/2/2018)

Virginia
(10/26/2020)

Washington
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/8/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/20/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew W. Behm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Winans Behm's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Andrew Winans Behm's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/8/2010

Series 63

Date: 3/7/1997

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2011

Series 6

Date: 2/20/1997

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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