Simon A. Garner
Professional summary
Simon Andrew Garner is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 1997. Simon has worked at 5 firms and has passed the SIE, Series 72, Series 34, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon Andrew Garner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 6th Floor, New York, NY 10285March 5, 2019 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
September 19, 2016 - March 5, 2019
ICAP SECURITIES USA LLC
December 24, 1997 - August 31, 1998
BGC FINANCIAL, L.P.
April 8, 1997 - December 9, 1997
EXCO RMJ INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 9/6/2016
Government Securities Representative ExaminationFINRA
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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