Christine J. Utter
Professional summary
Christine Joyce Utter, CFP®, who also goes by Christine Joyce Zoellner, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Ormond Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christine has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christine Joyce Utter's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
June 30, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
April 29, 1997 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 32, Charlotte, NC 28202May 1, 1997 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/1997)
(6/30/2016)
(2/2/2000)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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