Richard M. Lannon

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CRD#: 2856950

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Martin Lannon was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1997. Richard had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 6/21/2013 - Rick's Racquet Stringing - Other-Business Owner - NOT INV REL - AT REPORTED BUSINESS LOCATION - Tennis racquet stringing for friends and associates - 3% TIME SPENT. 2. 12/26/2018 - True Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/02/2018 - 100 Hours Per Month/80 Hours During Securities Trading. 3. 3/30/2020 - GPS Wealth Srategies Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/02/2018 - 10 Hours Per Month During Securities Trading - I provide investment advisory services through GPS Wealth Srategies Group, LLC, an independent investment advisor firm. I started this business activity in 07/2018. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2018 - October 31, 2023

GPS WEALTH STRATEGIES GROUP, LLC

RIA

CRD#: 285507

Denver, CO

Past

May 5, 2003 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

DENVER, CO

Past

May 5, 2003 - December 15, 2023

LPL FINANCIAL LLC

CRD#: 6413

DENVER, CO

Past

March 28, 2001 - May 14, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

February 2, 2001 - May 14, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 3, 1997 - February 6, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GPS WEALTH STRATEGIES GROUP, LLC

CRD#: 285507 / SEC#: 801-108848

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/24/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/2/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 4/7/2005

NFA Branch Manager Examination

Current Firm

GPS WEALTH STRATEGIES GROUP, LLC

CRD#: 285507 / SEC#: 801-108848

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

6484 South Quebec Street, Centennial, CO 80111

Mailing Address

Phone number

(720) 414-5412

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	5,385
AUM (Assets Under Management)	$ 1,415,526,316

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard M. Lannon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GPS WEALTH STRATEGIES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/1997

Series 63

Date: 4/7/1997

SIE

Date: 10/1/2018

Series 31

Date: 4/24/1997

Series 7

Date: 4/2/1997

Series 30

Date: 4/7/2005

Current Firm

GPS WEALTH STRATEGIES GROUP, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GPS WEALTH STRATEGIES GROUP, LLC

TRUST BUT VERIFY

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