Mark Lanscioni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Lanscioni, who also goes by Mark Joseph Lanscioni, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2018 - November 20, 2018
DELOITTE CORPORATE FINANCE LLC
February 22, 2016 - April 3, 2018
SCOTTRADE, INC.
January 7, 2004 - March 4, 2015
ARCHIPELAGO TRADING SERVICES, INC.
August 9, 2002 - March 4, 2015
ARCHIPELAGO SECURITIES L.L.C.
January 25, 2001 - December 16, 2002
TERRA NOVA FINANCIAL, LLC
July 18, 2000 - August 9, 2002
WAVE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
DELOITTE CORPORATE FINANCE LLC
CRD#: 111747 / SEC#: , 8-53196
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
