Bharadwaj V. Nippani

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CRD#: 2856645

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bharadwaj Venkata Sesha Nippani, who also goes by Bharadwaj Venkata Nippani, Bharadwaj Venkatasesha Nippani, Bharadwaj "brad" V. S. Nippani, Bharadwaj "brad" Venkata Sesha Nippani, Bhardu Nippani, Brad Venkata Nippani, Brad Nippani, Sir & Mr Bharadwaj "brad" Venkata Sesha "v S" Nippani, Sir & Mr Bharadwaj "brad" Venkata Sesha "v S" Nippani, was a registered financial professional .

Bharadwaj is a previously registered financial professional and started their career in finance in 1997. Bharadwaj had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

____________ 1. NIPPANI & ASSOCIATES - 5/03 THROUGH 03/2010 ____________ 2. INSURANCE AGENT - LIFE, ACC/HEALTH, VARIABLE ANNUITIES (FLORIDA/RESIDENT & OKLAHOMA/NON-RESIDENT), INVESTMENT-RELATED, <10 HRS. PER MONTH, START DATES - VARIOUS BEGINNING IN 1997 THROUGH 05/2013 ____________ 3. TELUGU ASSOCIATION OF JACKSONVILLE - MEMBER BASED CIVIC ORGANIZATION, APPROX. 1HR PER QRTR, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 2/20/06 THROUGH 12/30/10 ____________ 4. FLORIDA ASSOCIATION OF REALTORS - 5/25/07 THROUGH 12/30/10, 04/22/2015 THROUGH 10/13/15 ____________ 5. NATIONAL ASSOCIATION OF REALTORS - 5/25/07 THROUGH 12/30/10, 04/22/2015 THROUGH 10/13/15 ____________ 6. NORTHEAST FLORIDA ASSOCIATION OF REALTORS - 9/12/07 THROUGH 12/30/10, 04/22/2015 THROUGH 10/13/15 ____________ 7. NORTHEAST FLORIDA MULTIPLE LISTING SERVICE - 1-4 HRS PER QRTR, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 9/12/07 THROUGH 12/30/10; 04/22/2015 THROUGH 10/13/15 ____________ 8. LICENSED REAL ESTATE BROKER, <10 HRS. PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 5/25/07 THROUGH PRESENT ____________ 9. NATIONAL ASSOCIATION OF RESIDENTIAL PROPERTY MANAGERS - 1-4 HRS PER QRTR, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 06/04/2015 TO 10/14/15 ____________ 10. INDO-US CHAMBER OF COMMERCE/MEMBER, NETWORKING/SOCIAL & CIVIC PLATFORM, 1HR PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 2/7/06 TO 12/30/10; 05/14/2015 - PRESENT ____________ 11. MEMBER AT LARGE, SUMMERFIELD AT BAYMEADOWS HOMEOWNERS ASSOCIATION'S BOARD OF DIRECTORS, APPROX. 2HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 3/5/09 TO 9/5/09, 11/09/16 - PRESENT ____________ 12. VICE PRESIDENT, HILLCREST BLUFF HOMEOWNERS ASSOCIATION'S BOARD OF DIRECTORS, APPROX. 2HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 03/30/2017 THROUGH 03/29/2018 ____________ 13. FOUNDER, OWNER, PRESIDENT, GOVERNOR, MANAGER, EMPLOYER, QUALIFIED BROKER, CEO & CCO, AMONG MUCH ELSE @, RE & WRT, WITH & FROM, AMONG MUCH ELSE, MINDCHILD CONSTELLATION LLC - A DUE DILIGENCE FIRM, APPROX. 2-4HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 09/27/2016 TO PRESENT ____________ 14. PRESIDENT, HILLCREST BLUFF HOMEOWNERS ASSOCIATION'S BOARD OF DIRECTORS, APPROX. 2HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 03/29/2018 - PRESENT ____________ 15. FOUNDER, OWNER, PRESIDENT, GOVERNOR, MANAGER, EMPLOYER, QUALIFYING BROKER, CEO & CCO, AMONG MUCH ELSE @, RE & WRT, WITH & FROM, AMONG MUCH ELSE, REARM LLC - A FLORIDA REAL ESTATE COMPANY, APPROX. 2-4HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 02/28/2010 TO PRESENT ____________ 16. PRESIDENT, SUMMERFIELD AT BAYMEADOWS HOMEOWNERS ASSOCIATION'S BOARD OF DIRECTORS, APPROX. 2HRS PER MONTH, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 3/5/09 - PRESENT ____________ 17. FOUNDER, OWNER, PRESIDENT, GOVERNOR, MANAGER, EMPLOYER, QUALIFIED BROKER, CEO & CCO, AMONG MUCH ELSE @, RE & WRT, WITH & FROM, AMONG MUCH ELSE, ABOVEROCK(SM) LLC - A REGISTERED INVESTMENT ADVISER, FULL TIME, REGARDLESS &/OR IRRESPECTIVE OF WHETHER 'INVESTMENT RELATED' - 12/31/2008 TO PRESENT

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 25, 2009 - February 21, 2024

ABOVEROCK LLC

RIA

CRD#: 149132

JACKSONVILLE, FL

Past

December 23, 2008 - April 3, 2009

BROKERSXPRESS LLC

RIA

CRD#: 127081

JACKSONVILLE, FL

Past

December 15, 2008 - April 3, 2009

BROKERSXPRESS LLC

CRD#: 127081

JACKSONVILLE, FL

Past

May 30, 2008 - December 26, 2008

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

JACKSONVILLE, FL

Past

January 3, 2007 - December 17, 2008

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

JACKSONVILLE, FL

Past

October 16, 1997 - January 3, 2007

FFP ADVISORY SERVICES INC

RIA

CRD#: 110778

JACKSONVILLE, FL

Past

May 12, 1997 - May 30, 2008

FFP SECURITIES, INC.

CRD#: 16337

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/7/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/1/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/12/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/20/2001

General Securities Principal Examination

Current Firm

ABOVEROCK LLC

CRD#: 149132 / SEC#:

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Contact information

Main Address

Jacksonville, FL

Mailing Address

Po Box 550508, Jacksonville, FL 32255-0508

Phone number

(904) 535-2860

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 155

Red Flags

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Contact information

xxxxx@xxxx.xxx

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Bharadwaj V. Nippani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROKERSXPRESS LLC

BROKERSXPRESS LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP ADVISORY SERVICES INC

FFP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1997

Series 63

Date: 3/14/1997

Series 7

Date: 2/7/2000

Series 6

Date: 5/1/1997

Series 51

Date: 9/12/2003

Series 24

Date: 8/20/2001

Current Firm

ABOVEROCK LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ABOVEROCK LLC

TRUST BUT VERIFY

Contact information

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