Edward L. Moody
Professional summary
Edward Lee Moody JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Edward had worked at 4 firms, which includes PEOPLE FIRST FINANCIAL ADVISORS, CM CAPITAL MANAGEMENT LLC, OSAIC WEALTH INC., DAVENPORT-DUKES FINANCIAL SERVICES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2007 - April 30, 2010
PEOPLE FIRST FINANCIAL ADVISORS
September 15, 1999 - August 13, 2018
CM CAPITAL MANAGEMENT, LLC
May 19, 1997 - August 30, 1999
OSAIC WEALTH, INC.
February 19, 1997 - May 20, 1997
DAVENPORT-DUKES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PEOPLE FIRST FINANCIAL ADVISORS
CRD#: 143919 / SEC#:
Contact information
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