LL
Larry K. Lyons
TRANSCE3ND LLC
CUMMING, GA
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CRD#: 2856522
LL
Professional summary
Larry Kenneth Lyons, ChFC® is a registered financial advisor currently at TRANSCE3ND LLC located in Cumming, Georgia and MADISON AVENUE SECURITIES, LLC located in Cumming, Georgia.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Larry has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) E3 WEALTH POSITION: AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/01/2005 ADDRESS: Cumming, GA 30041 DESCRIPTION: SALES OF FIXED INSURANCE PRODUCTS. 2.) FIRST REDEEMER CHURCH POSITION: Chairman NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 ADDRESS: 2100 Peachtree Pkwy, Cumming GA 30041, United States DESCRIPTION: Finance Committee is responsible for crafting the annual budget for the Church which involves department budgets, personnel salaries, and capital improvements. 3.) WHISPERING HOPE Position: Board Member NATURE: Church INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2019 DESCRIPTION: organizational and planning decisions along with other board members. 4.) MADISON AVENUE SECURITIES: YES INVESTMENT RELATED; 13500 EVENING CREEK DRIVE N SUITE 555, SAN DIEGO CA 92128; SECURITIES SALES; REGISTERED REPRESENTATIVE; START DATE 07/2022; 5.) Name: Lyons Wealth Management; Address: Cumming, GA 30041; Investment Related: Yes; Position: Principal; Start Date: 9/1/2020 6.) Name: e3 Wealth; Address; Cumming, GA 30041; Investment Related: Yes; Position: Registered Representative; Hours Per Week: 40 Hours; Start Date: 11/2022 7.) Name: Transce3nd, LLC; Address; Cumming, GA 30041; Investment Related: Yes; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 11/2022
CRS (Client Relationship Summary) - RIA
Click below to view Larry Kenneth Lyons's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 1, 2022 - Present
TRANSCE3ND LLC
RIA
CRD#: 317745
CUMMING, GA
Current
July 31, 2022 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 410 Peachtree Pkwy, Bldg. 400, Suite 4245, Cumming, GA 30041RIA
BD
CRD#: 23224
Cumming, GA
Past
August 2, 2022 - February 2, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Cumming, GA
Past
July 1, 2022 - July 15, 2022
TRANSCE3ND LLC
RIA
CRD#: 317745
KYLE, TX
Past
October 12, 2005 - August 1, 2022
KALOS MANAGEMENT
RIA
CRD#: 133025
ALPHARETTA, GA
Past
May 31, 2005 - August 1, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
ALPHARETTA, GA
Past
January 15, 1998 - July 14, 2004
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/31/2022)
RR
Florida(7/31/2022)
RR
Georgia(7/31/2022)
IAR
Georgia(11/3/2022)
RR
North Carolina(8/3/2022)
RR
South Carolina(2/20/2025)
IAR
Texas(11/1/2022)
RR
Texas(9/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TRANSCE3ND LLC
ADVANCED PLANNING SOLUTIONS, LLC | WEALTH STRATEGIES ADVISORY GROUP, LLC | TRANSCE3ND, LLC | TRANSCE3ND LLC | THE RICKS GROUP | SUREFIRE FINANCIAL, INC. | SUMMIT TAX AND WEALTH ADVISORY, LLC | MUNOZ FINANCIAL LLC | MUNDT WEALTH MANAGEMENT | GREENWAY FINANCIAL GROUP | FINE FUTURE FINANCIAL | E3 WEALTH | E3 RETIREMENT SELECT | E3 CONSULTANTS GROUP | ALEXANDER FINANCIAL MANAGEMENT, LLC
CRD#: 317745 / SEC#: 801-126674
RIA
Registered Investment Advisory firm - (9/30/2022 Approved)Texas
Registered Investment Advisory firm - (10/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
835 Main Street Building 200, Buda, TX 78610
Mailing Address
Phone number
(512) 268-9220
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,518 |
| AUM (Assets Under Management) | $ 361,954,267 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
