Cole M. Wilcox
Professional summary
Cole Mcallister Wilcox, who also goes by Cole Mccallister Wilcox, is a registered financial advisor currently at LONGBOARD ASSET MANAGEMENT located in Phoenix, Arizona.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Cole has worked at 6 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cole Mcallister Wilcox's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2014 - Present
LONGBOARD ASSET MANAGEMENT
November 12, 2003 - December 31, 2006
BLACKSTAR FUNDS, LLC
July 2, 2002 - March 4, 2003
SCOTTSDALE CAPITAL ADVISORS CORP
February 1, 2002 - June 24, 2002
EMPIRE CAPITAL GROUP, LLC
September 24, 1998 - September 17, 2001
FFEC WEALTH PARTNERS LLC
March 18, 1997 - September 28, 1998
JOSEPH CHARLES & ASSOC., INC.
Primary Firm SEC Registration
LONGBOARD ASSET MANAGEMENT
CRD#: 155617 / SEC#: 801-72623
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/19/2014)
(8/26/2024)
Exams
Series 55
Date: 4/6/2002
Limited Representative-Equity Trader ExamCurrent Firm
LONGBOARD ASSET MANAGEMENT
CRD#: 155617 / SEC#: 801-72623
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 141,690,876 |
Red Flags
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