Nicholas D. Weiss

BAY CREST PARTNERS

New York, NY 10005

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CRD#: 2856151

Professional summary

Nicholas Daniel Weiss is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2004. Nicholas has worked at 11 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Daniel Weiss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2022 - Present

BAY CREST PARTNERS, LLC

Office #1: 40 Wall Street 42nd Floor, New York, NY 10005

CRD#: 39944

New York, NY

Past

April 3, 2020 - February 14, 2022

RFA SECURITIES LLC

CRD#: 305963

PHILADELPHIA, PA

Past

July 17, 2017 - March 27, 2020

JP DERIVATIVES, LLC

CRD#: 284131

NEW YORK, NY

Past

April 26, 2013 - November 16, 2017

SRT SECURITIES LLC

CRD#: 33725

BIRMINGHAM, MI

Past

February 13, 2013 - April 16, 2013

PPG WEST LLC

CRD#: 155059

NEW YORK, NY

Past

December 24, 2008 - April 16, 2013

PHOENIX DERIVATIVES GROUP, LLC

CRD#: 25802

NEW YORK, NY

Past

October 7, 2008 - December 4, 2008

SARATOGA CAPITAL MARKETS

CRD#: 120888

NEW YORK, NY

Past

August 10, 2007 - August 4, 2008

CANACCORD GENUITY SECURITIES LLC

CRD#: 24790

NEW YORK, NY

Past

November 10, 2006 - August 10, 2007

COLLINS STEWART INC.

CRD#: 47414

NEW YORK, NY

Past

January 8, 2005 - December 5, 2006

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

June 28, 2004 - January 26, 2005

BURLINGTON CAPITAL MARKETS INC.

CRD#: 26991

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/21/2022)

Exams

State Security Law Exam

Series 63

Date: 2/19/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 4/11/2022

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/26/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/25/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2012

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/11/2008

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

BAY CREST PARTNERS, LLC

AFC PARTNERS, LLC | BAY CREST PARTNERS, LLC

CRD#: 39944 / SEC#: , 8-48931

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 42nd Floor, New York, NY 10005

Mailing Address

40 Wall Street 42nd Floor, New York, NY 10005

Phone number

(212) 480-1400

Established

New York since 12/20/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FREEDOM HOLDING GROUP, LLC	SOLE LLC MEMBER
CARBONARA, LISA	CCO	5227955
MULLIGAN, WILLIAM PETER JR.	GENERAL SECURITIES PRINCIPAL, LLC MANAGER, CEO	1614209
SCHEUERMANN, JOSEPH PHILIP	COO	3273673
SCHEUERMANN, JOSEPH PHILIP	PFO, POO, FINOP	3273673
WEISS, NICHOLAS DANIEL	ROP	2856151

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas D. Weiss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Daniel Weiss's CRS (Customer Relationship Summary).

Certified licenses

Experience

RFA SECURITIES LLC

JP DERIVATIVES, LLC

SRT SECURITIES LLC

PPG WEST LLC

PHOENIX DERIVATIVES GROUP, LLC

SARATOGA CAPITAL MARKETS

CANACCORD GENUITY SECURITIES LLC

COLLINS STEWART INC.

TULLETT PREBON FINANCIAL SERVICES LLC

BURLINGTON CAPITAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/19/2022

Series 57TO

Date: 1/2/2023

Series 3

Date: 4/11/2022

SIE

Date: 10/1/2018

Series 55

Date: 7/26/2004

Series 7

Date: 6/25/2004

Series 24

Date: 6/4/2012

Series 4

Date: 2/11/2008

FINRA

NYSE American LLC

NYSE Arca, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

BAY CREST PARTNERS, LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BAY CREST PARTNERS, LLC

TRUST BUT VERIFY

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