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FP

Federico L. Pier

Some features on this profile are disabled
CRD#: 2856063
FP

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Federico Luis Pier, who also goes by Fred Pier, was a registered financial professional .

Federico is a previously registered financial professional and started their career in finance in 1997. Federico had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fred Pier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 17, 2014 - November 12, 2015

TITLEIST CAPITAL, LLC

RIA
CRD#: 126136
DALLAS, TX
Past

April 17, 2014 - November 12, 2015

TITLEIST CAPITAL, LLC

BD
CRD#: 126136
DALLAS, TX
Past

November 19, 2007 - April 17, 2014

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
DALLAS, TX
Past

November 19, 2007 - April 17, 2014

OPPENHEIMER & CO. INC.

BD
CRD#: 249
DALLAS, TX
Past

May 12, 2006 - November 28, 2007

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
DALLAS, TX
Past

May 12, 2006 - November 28, 2007

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DALLAS, TX
Past

July 1, 2003 - May 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DALLAS, TX
Past

July 1, 2003 - May 15, 2006

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 18, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
DALLAS, TX
Past

December 17, 1998 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 16, 1997 - December 18, 1998

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/8/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/5/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/12/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/4/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/25/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/14/1997
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TC
TITLEIST CAPITAL, LLC
BLUM AND WHITE WEALTH MANAGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST CAPITAL, LLC | TITLEIST ASSET MANAGEMENT, LTD. | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | ENSEMBLE FINANCIAL, INC.

CRD#: 126136 / SEC#: 801-80959, 8-65859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
777 E. Sonterra Boulevard Suite 330 Suite 330, San Antonio, TX 78258
Mailing Address
777 E. Sonterra Boulevard Suite 330, San Antonio, TX 78258
Phone number
(210) 826-2424
Established
Texas since 01/02/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
32

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

TITLEIST CAPITAL, LLC WRAP BROCHURE (3/31/2023)
TITLEIST CAPITAL, LLC ADV PART 2A (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
FIELDS, BYRON LUCIENMANAGING MEMBER4227890
O'BANION, JOE-BENMANAGING MEMBER3030302
KING, RUSSELL CLARKMEMBER4601106
KALB, NEIL HOWARDMEMBER2883701
SADZEWICZ, GERY JOSEPHCHIEF COMPLIANCE OFFICER1090963

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TITLEIST CAPITAL, LLC

CRD#: 126136

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