Walker P. Sandlin

STONEBRIDGE CAPITAL MANAGEMENT NW

Ruidoso, NM

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CRD#: 2855862

Professional summary

Walker Patterson Sandlin III is a registered financial advisor currently at STONEBRIDGE CAPITAL MANAGEMENT NW, LLC located in Ruidoso, New Mexico.

Walker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Walker has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 39, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FROM 01/14/2001, WORKING AT CRYSTAL MOUNTAIN RESORT (NOT INVESTMENT RELATED) IN CRYSTAL MOUNTAIN, WA AS SKI INSTRUCTOR FOR APPROX. 32 HOURS/MONTH. NO HOURS WORKED DURING SECURITIES TRADING HOURS. DUTIES: TEACH SKIING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walker Patterson Sandlin III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2010 - Present

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

RIA

CRD#: 147392

Ruidoso, NM

Past

April 9, 2010 - December 31, 2010

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

RIA

CRD#: 147392

RUIDOSO, NM

Past

August 1, 2008 - March 29, 2010

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

RIA

CRD#: 147392

FOX ISLAND, WA

Past

March 24, 2006 - May 28, 2008

RP CAPITAL LLC

CRD#: 134768

GIG HARBOR, WA

Past

August 31, 2000 - October 8, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TACOMA, WA

Past

October 29, 1998 - October 8, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 27, 1997 - September 28, 1998

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2011)

IAR

New Mexico
(1/26/2024)

IAR

Washington
(4/9/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/25/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 39

Date: 6/16/2009

Direct Participation Programs Principal Examination

Principal/Supervisory Exam

Series 10

Date: 5/25/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/18/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC | WALKER P SANDLIN III, REGISTERED INVESTMENT ADVISOR

CRD#: 147392 / SEC#:

California

Registered Investment Advisory firm - (3/13/2009 Approved)

New Mexico

Registered Investment Advisory firm - (4/24/2023 Approved)

Washington

Registered Investment Advisory firm - (8/1/2008 Approved)

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Contact information

Main Address

Ruidoso, NM

Mailing Address

Po Box 2055, Ruidoso, NM 88355

Phone number

(253) 678-2370

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 43,590,093

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Walker P. Sandlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walker Patterson Sandlin III's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

RP CAPITAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/1998

Series 63

Date: 3/26/1997

Series 7

Date: 3/25/1997

Series 39

Date: 6/16/2009

Series 10

Date: 5/25/2000

Series 9

Date: 5/18/2000

Current Firm

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE CAPITAL MANAGEMENT NW, LLC

TRUST BUT VERIFY

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