Jeffrey J. Southard
Professional summary
Jeffrey Joseph Southard was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey Joseph Southard, who also goes by Jeff Southard, was a registered financial advisor .
Jeffrey is a previously registered financial advisor and started their career in finance in 1997. Jeffrey had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2004 - July 7, 2008
GUNNALLEN FINANCIAL, INC
December 11, 2003 - July 7, 2008
GUNNALLEN FINANCIAL, INC
July 30, 2002 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 12, 1997 - October 6, 2003
IDS LIFE INSURANCE COMPANY
May 12, 1997 - October 6, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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