Michael H. Kinsland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Heath Kinsland, who also goes by Heath Kinsland, Michael Kinsland, Heath Kinsland, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2019 - June 12, 2019
VANGUARD MARKETING CORPORATION
March 28, 2016 - March 23, 2017
VANGUARD MARKETING CORPORATION
April 30, 2014 - September 8, 2015
LPL FINANCIAL LLC
April 30, 2014 - September 8, 2015
LPL FINANCIAL LLC
October 2, 2013 - May 2, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 30, 2013 - May 2, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 9, 2005 - July 9, 2013
BB&T INVESTMENT SERVICES, INC.
December 6, 2005 - July 9, 2013
BB&T INVESTMENT SERVICES, INC.
November 14, 2005 - December 7, 2005
BB&T ASSET MANAGEMENT, INC.
September 1, 2000 - June 16, 2005
JBS LIBERTY SECURITIES, INC.
February 14, 2000 - October 26, 2000
WACHOVIA SECURITIES, INC.
March 17, 1998 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
March 27, 1997 - February 17, 1998
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
