Stephanie C. Remisiewicz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Cooper Remisiewicz, CFP®, who also goes by Stephanie Lorraine Cooper, Stephanie L Cooper, Stephanie Cooper Kent, Stephanie Lorraine Kent, Stephanie Remisiewicz, Taffy Remisiewicz Remisiewicz, Stephanie C Remisiewicz, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 1997. Stephanie had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2003
Experience
August 17, 2021 - March 17, 2022
FACET
September 5, 2018 - August 18, 2021
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
September 5, 2017 - October 1, 2018
RETIREMENT STRATEGIES, INC.
February 6, 2015 - March 28, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 21, 2009 - January 15, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 2, 2009 - January 15, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 8, 2007 - June 4, 2008
NAVY FEDERAL ASSET MANAGEMENT, LLC
May 15, 2007 - May 16, 2008
NAVY FEDERAL INVESTMENT SERVICES, LLC
March 29, 2007 - September 8, 2007
NAVY FEDERAL INVESTMENT SERVICES, LLC
November 6, 2003 - April 30, 2004
SHERRILL & HUTCHINS FINANCIAL ADVISORY INC
October 1, 2000 - October 11, 2001
WELLS FARGO CLEARING SERVICES, LLC
July 16, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 26, 1997 - October 21, 1997
EDWARD JONES
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 39,720 |
| AUM (Assets Under Management) | $ 6,037,907,630 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
