Haran G. Brucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Haran George Brucker, who also goes by Haran G Brucker, was a registered financial professional .
Haran is a previously registered financial professional and started their career in finance in 1997. Haran had worked at 5 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2006 - December 31, 2012
INVESTORS CAPITAL CORP.
February 18, 2005 - December 31, 2005
INVESTORS CAPITAL CORP.
May 13, 2004 - December 31, 2012
INVESTORS CAPITAL CORP.
July 1, 2003 - June 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 18, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1998 - January 26, 2001
UBS FINANCIAL SERVICES INC.
July 3, 1997 - August 25, 1998
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
