Teresa A. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa A Collins, who also goes by Teresa Ann Collins, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2003. Teresa had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2015 - May 7, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - May 7, 2021
BBVA SECURITIES INC.
May 15, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
October 23, 2009 - April 16, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/13/2023
General Securities Representative ExaminationSeries 6TO
Date: 11/13/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
