Daniel P. Martell

3SISTERS SUSTAINABLE MANAGEMENT,

Hillsborough, NC

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CRD#: 2855260

Professional summary

Daniel Patrick Martell is a registered financial advisor currently at 3SISTERS SUSTAINABLE MANAGEMENT, INC located in Hillsborough, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 31, Series 55, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Martell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2018 - Present

3SISTERS SUSTAINABLE MANAGEMENT, INC

RIA

CRD#: 159207

Hillsborough, NC

Past

June 1, 2009 - November 23, 2009

MORGAN STANLEY

RIA

CRD#: 149777

BETHESDA, MD

Past

June 1, 2009 - November 23, 2009

MORGAN STANLEY

CRD#: 149777

BETHESDA, MD

Past

December 15, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BETHESDA, MD

Past

December 8, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BETHESDA, MD

Past

March 17, 2006 - September 29, 2008

MAPLE SECURITIES U.S.A. INC.

CRD#: 33947

JERSEY CITY, NJ

Past

October 21, 2005 - March 13, 2006

KERSHNER TRADING GROUP, LLC

CRD#: 16908

AUSTIN, TX

Past

October 2, 2003 - May 21, 2004

SHORELINE TRADING GROUP LLC

CRD#: 41888

EL SEGUNDO, CA

Past

November 28, 2000 - January 26, 2001

CATALYST TRADING LLC

CRD#: 101720

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/29/2018)

IAR

Tennessee
(1/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/12/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/6/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 3/31/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/1/2003

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 2/5/1997

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 7/10/2000

General Securities Principal Examination

Current Firm

3SISTERS SUSTAINABLE MANAGEMENT, INC

3SISTERS SUSTAINABLE MANAGEMENT, INC | 3SISTERS SUSTAINABLE MANAGEMENT, LLC

CRD#: 159207 / SEC#: 801-72955

RIA

Registered Investment Advisory firm - (12/7/2012 Terminated)

Maryland

Registered Investment Advisory firm - (2/7/2023 Terminated)

Michigan

Registered Investment Advisory firm - (4/8/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (5/29/2012 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/17/2023 Terminated)

Tennessee

Registered Investment Advisory firm - (1/5/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Hillsborough, NC

Mailing Address

200 S Jackson Street, Arlington, VA 22204

Phone number

(610) 220-2486

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 110,781,853

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel P. Martell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Patrick Martell's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MAPLE SECURITIES U.S.A. INC.

KERSHNER TRADING GROUP, LLC

SHORELINE TRADING GROUP LLC

CATALYST TRADING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2018

Series 66

Date: 12/12/2008

Series 63

Date: 10/10/2003

Series 31

Date: 1/6/2009

Series 55

Date: 3/31/2006

Series 7

Date: 10/1/2003

Series 3

Date: 2/5/1997

Series 24

Date: 7/10/2000

Current Firm

3SISTERS SUSTAINABLE MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

3SISTERS SUSTAINABLE MANAGEMENT, INC

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