William A. Threadgill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Andrew Threadgill was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2011 - March 25, 2019
STRUCTURED ASSET INVESTORS, LLC
July 18, 2005 - September 15, 2020
WELLS FARGO SECURITIES, LLC
July 5, 2000 - July 1, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationSeries 79TO
Date: 3/16/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 3/16/2024
Operations Professional ExaminationCurrent Firm
STRUCTURED ASSET INVESTORS, LLC
CRD#: 131539 / SEC#: 801-63263
Contact information
Red Flags
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