Anthony Fernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Fernandez, who also goes by Anthony Nmn Fernandez, Tony Fernandez, Tony Frenandez, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2005 - December 26, 2013
QUANTUM FAMILY OFFICE GROUP, LLC
February 25, 1998 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 1998 - February 4, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
QUANTUM FAMILY OFFICE GROUP, LLC
CRD#: 133786 / SEC#: 801-63842
Contact information
Red Flags
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