Jason S. Mcmillen

PORTLAND PRIVATE WEALTH MANAGEMENT

Bend, OR 97702

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CRD#: 2854726

Professional summary

Jason Shamus Mcmillen, who also goes by Jason S Mcmillen, is a registered financial advisor currently at PORTLAND PRIVATE WEALTH MANAGEMENT, INC. located in Bend, Oregon.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 24, Series 4 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason S Mcmillen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kells FC, Non-profit Organization, Manager, Since 01/2009; 2 hours per month. 2. Tualatin Hills United Soccer Club, Non-profit Organization, Coach, Since 05/2010, 40 hours per month. 3. Jesuit High School, Non-profit Organization, Coach, Since 08/2015, 45 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Shamus Mcmillen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2014 - Present

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Office #1: 532 Sw 13th Street, Suite 100, Bend, OR 97702

RIA

CRD#: 171321

Bend, OR

Past

July 2, 2012 - August 29, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

PORTLAND, OR

Past

March 2, 2007 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

PORTLAND, OR

Past

February 7, 2007 - August 29, 2014

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

PORTLAND, OR

Past

April 23, 2003 - February 7, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PORTLAND, OR

Past

March 22, 2002 - February 7, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 15, 1999 - June 21, 2001

LEADER CAPITAL CORP.

CRD#: 46206

VANCOUVER, WA

Past

April 21, 1998 - May 18, 2000

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

PORTLAND PRIVATE WEALTH MANAGEMENT, INC. | VANCOUVER PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT | PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(8/26/2014)

IAR

Texas
(2/26/2021)

IAR

Washington
(8/26/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/8/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 7/13/1999

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 12/2/1998

Financial and Operations Principal Examination

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 171321 / SEC#: 801-118362

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

Washington

Registered Investment Advisory firm - (5/1/2020 Terminated)

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Contact information

Main Address

1834 Sw 58th Avenue Suite 101, Portland, OR 97221

Mailing Address

Phone number

(503) 405-9472

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	872
AUM (Assets Under Management)	$ 222,028,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason S. Mcmillen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Shamus Mcmillen's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

LEADER CAPITAL CORP.

FIRST ALLIED SECURITIES, INC.

Primary Firm SEC Registration

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/1999

Series 63

Date: 5/21/1998

Series 31

Date: 5/8/2003

Series 7

Date: 4/20/1998

Series 24

Date: 9/28/2007

Series 4

Date: 7/13/1999

Series 27

Date: 12/2/1998

Current Firm

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTLAND PRIVATE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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