Label Kaufman
Professional summary
Label Kaufman is a registered financial professional currently at VARIABLE INVESTMENT ASSOCIATES, INC. located in Tea, South Dakota.
Label is registered as a RR (Registered Representative) and started their career in finance in 1997. Label has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Label Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2012 - Present
VARIABLE INVESTMENT ASSOCIATES, INC.
Office #1: 750 E. 1st Street, Tea, SD 57064January 3, 2007 - December 31, 2011
FORTUNE FINANCIAL SERVICES, INC.
June 7, 2004 - December 31, 2006
WORLD INVESTMENTS, LLC
November 14, 2002 - June 2, 2004
ALLSTATE FINANCIAL SERVICES, LLC
October 26, 1998 - November 15, 2002
THE INVESTMENT CENTER, INC.
April 3, 1998 - October 26, 1998
OSAIC WEALTH, INC.
August 27, 1997 - April 3, 1998
THE INVESTMENT CENTER, INC.
June 4, 1997 - August 13, 1997
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2021)
(1/10/2012)
(1/10/2012)
(8/15/2024)
Exams
FINRA
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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