Lawrence C. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Charles Smith, who also goes by Larry Smith, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1997. Lawrence had worked at 4 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2011 - January 19, 2019
MC FINANCIAL SERVICES, INC.
May 26, 2009 - August 1, 2011
ASCENSUS FINANCIAL SERVICES, LLC.
November 4, 2008 - August 1, 2011
ASCENSUS FINANCIAL SERVICES, LLC.
February 26, 1998 - October 1, 2008
ADP BROKER-DEALER, INC.
April 25, 1997 - January 30, 1998
MARSH & MCLENNAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MC FINANCIAL SERVICES, INC.
CRD#: 146331 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 215 |
| AUM (Assets Under Management) | $ 61,478,411 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
