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Nancy Lynn Ladd

Nancy L. Ladd

Some features on this profile are disabled
CRD#: 2854356
Nancy Lynn Ladd

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nancy Lynn Ladd, CFP®, who also goes by Nancy Ladd, Nancy Lynn Wesselius, was a registered financial professional .

Nancy is a previously registered financial professional and started their career in finance in 2001. Nancy had worked at 5 firms and has passed the Series 63, Series 7 and Series 52 exams.

Core Areas of Focus

Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing Management
Retirement Plan Investment Advice
Retirement Planning & Distribution Rules
Tax Planning

Question & Answer

What are your service offerings?
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
No

Aliases

Nancy Ladd | Nancy Lynn Wesselius

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1998

Experience

Past

February 3, 2021 - January 30, 2026

THE MATHER GROUP, LLC

RIA
CRD#: 156005
Chicago, IL
Past

May 12, 2008 - February 2, 2021

TRINITY FINANCIAL ADVISORS LLC

RIA
CRD#: 111681
CHICAGO, IL
Past

July 20, 2004 - March 1, 2007

FILBRANDT INVESTMENT ADVISERS INCORPORATED

RIA
CRD#: 104562
OAK LAWN, IL
Past

May 1, 2002 - October 28, 2003

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

January 2, 2002 - October 28, 2003

HARRISDIRECT LLC

RIA
CRD#: 42159
CHICAGO, IL
Past

October 26, 2001 - May 1, 2002

HARRIS INVESTORLINE INC.

BD
CRD#: 6362
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
THE MATHER GROUP, LLC
THE MATHER GROUP, LLC
LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA
Registered Investment Advisory firm - (2/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/29/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52
Date: 1/31/1997
Municipal Securities Representative Examination

Current Firm

THE MATHER GROUP, LLC
THE MATHER GROUP, LLC
LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA
Registered Investment Advisory firm - (2/18/2011 Approved)
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Contact information

Main Address
353 N. Clark Street Suite 2775, Chicago, IL 60654
Mailing Address
Phone number
(888) 537-1080
Established
Firm type
Fiscal year end
# of Employees
186

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/2/2026)

Regulatory assets under management

Total Number of Accounts15,200
AUM (Assets Under Management)$ 13,446,388,872

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/23/2026
Cover Page
Report
04/25/2025
Cover Page
Report
08/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE MATHER GROUP, LLC

THE MATHER GROUP, LLC

CRD#: 156005

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