John A. Duncan
Professional summary
John Arnold Duncan, who also goes by John Duncan, is a registered financial advisor currently at WESTERLY INVESTMENTS, INC. located in Newport Beach, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. John has worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Arnold Duncan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 1997 - Present
WESTERLY INVESTMENTS, INC.
Office #1: 2715 W. Coast Highway, Newport Beach, CA 92663State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/10/1997)
(12/16/2016)
Exams
Current Firm
WESTERLY INVESTMENTS, INC.
CRD#: 118383 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 64,092,880 |
Red Flags
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