Gerald Joseph Worthen
Professional Summary
Gerald Joseph Worthen, who also goes by Gerald Alan Burnstein, is a registered financial advisor currently at TASTYTRADE, INC. located in Chicago, Illinois. Gerald is registered as a RR (Registered Representative) and started their career in finance in 2016. Gerald has worked at 3 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerald Alan Burnstein
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TASTYTRADE, INC. | TASTYWORKS, INC.
Contact Information
Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607Phone Number
(312) 724-7075Established
Delaware since 06/22/2015Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TASTYLIVE, INC. | OWNER | — |
| CHIOU, JASON | HEAD OF CLIENT BROKERAGE SERVICES | 6757512 |
| CORSO, JOSEPH ROBERT | PRESIDENT AND HEAD OF BROKERAGE | 4025105 |
| GRACE, CHRISTOPHER WILLIAM | INTERIM CHIEF OPERATING OFFICER | 5985000 |
| JANIK, JEREMY | AML COMPLIANCE OFFICER | 4859798 |
| JOHNSON, THOMAS WILLIAM | CHIEF COMPLIANCE OFFICER | 5421745 |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WILLIAM BLAIR
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2021About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2021About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gerald Joseph Worthen's CRS (Customer Relationship Summary).
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