Charles A. Amen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Alan Amen, who also goes by Charles A Amen, Charlie Amen, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1997. Charles had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2015 - April 24, 2023
YOUR WEALTH MATTERS LLC
June 27, 2011 - September 15, 2015
DATATEX INVESTMENT SERVICES INC
June 27, 2011 - September 15, 2015
K. W. CHAMBERS & CO.
July 11, 2007 - July 1, 2011
1ST GLOBAL ADVISORS INC
July 11, 2003 - July 1, 2011
1ST GLOBAL CAPITAL CORP.
November 2, 2000 - October 2, 2001
SECURITIES AMERICA, INC.
April 3, 1997 - October 5, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YOUR WEALTH MATTERS LLC
CRD#: 281134 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 62,878,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
