James S. Altschul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Sloan Altschul was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1997. James had worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2017 - January 3, 2018
OXFORD CAPITAL, LLC
June 11, 2012 - April 20, 2015
PRIMEX
January 5, 2010 - May 3, 2010
FIRST MERGER CAPITAL, INC
November 25, 2009 - March 11, 2010
BROOKSTONE SECURITIES, INC.
July 30, 2007 - January 2, 2008
K-ONE INVESTMENT COMPANY, INC.
February 27, 1997 - January 2, 2008
K-ONE INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OXFORD CAPITAL, LLC
CRD#: 166637 / SEC#: , 8-69223
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
