Christopher T. Brady

OSAIC WEALTH

DORAL, FL 33166

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CRD#: 2854004

Professional summary

Christopher Thomas Brady, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Doral, Florida.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 10 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BRADY FINANCIAL, INC., INVESTMENT RELATED, CONDUCTED FROM 7791 NW 46TH STREET, SUITE 113, DORAL, FL 33166. THE NATURE OF THE OUTSIDE BUSINESS ACTIVITY (OBA) IS DBA/FIXED INSURANCE SALES, MY POSITION IN THE ORGANIZATION IS PRESIDENT. 2002 WAS THE START OF THE RELATIONSHIP WITH THE OTHER BUSINESS AND 148 HOURS ARE DEVOTED TO THE OTHER BUSINESS PER WEEK AND 7 OF HOURS ARE DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS PER MONTH. 2. ADVISORY SERVICES POSITION: Advisor NATURE: Advisory Business under Securities America Advisory Program using Securities America RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 07/17/2020 ADDRESS: 7791 NW 46th St, Suite 113, Doral FL 33166 DESCRIPTION: Advisory Services 3. BRADY FINANCIAL INC. POSITION: President NATURE: Offer securities either through commission sales or through Advisory Accounts. Also offer variable annuities, alternative investments, and fixed insurance including: life, disability, long-term care and annuity products. The fixed insurance portion accounts for approximately 4 hours per month of my time. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/17/2020 ADDRESS: 7791 NW 46th St, Suite 113, Doral FL 33166 DESCRIPTION: Offer securities either through commission sales or through Advisory Accounts. I also offer variable annuities, alternative investments, and fixed insurance including: life, disability, long-term care and annuity products. 4. OUR LADY OF GUADALUPE CATHOLIC CHURCH POSITION: Eucharistic Minister NATURE: Eucharistic Minister for Our Lady of Guadalupe Catholic Church INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2020 ADDRESS: 11691 NW 25th St, Doral FL 33172 DESCRIPTION: Assist the priest at Catholic Mass to distribute communion to the parishioners. 5. OLG TEAM POSITION: Leader- Trainer NATURE: Volunteer- Coordinating a run group with my church (Our Lady of Guadalupe) to train for 1/2 marathon in Miami, FL INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2020 ADDRESS: 11691 NW 25th St, Doral FL 33172 DESCRIPTION: Assist in helping coordinate the group to train for 16 weeks in preparation for the 1/2 marathon. 6. OUR LADY OF GUADALUPE CATHOLIC CHURCH POSITION: Volunteer NATURE: I'm a member of the Finance Committee for Our Lady of Guadalupe Catholic Church in Doral, FL. My role is to give counsel on financial matters related to the church, such as budgeting. There is not any financial advice related to investments. There is not relation with Brady Financial. I will not have any custody or control of any funds. I will not have access to accounts, checks or check writing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 11691 NW 25th St, Doral FL 33172 DESCRIPTION: I'm a member of the Finance Committee for Our Lady of Guadalupe Catholic Church in Doral, FL. My role is to give counsel on financial matters related to the church, such as budgeting. 7. FULLY ENGAGED COUPLE VOLUNTEER POSITION: Volunteer NATURE: Through Our Lady Of Guadalupe Church, help with the pre- marriage ministry called Fully Engaged. Meet with a couple that is planning on getting married through the Catholic Church for 2 meetings of 2 hours each to discuss issues that affect marriage and help the couple prepare for marriage. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 11691 NW 25th St, Doral FL 33172 DESCRIPTION: Through Our Lady Of Guadalupe Church, help with the pre- marriage ministry called Fully Engaged. 8. 113 PALEMTTO PARK LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2020 ADDRESS: 7791 NW 46TH ST, STE 113, Miami-Dade County Public Schools, Miami FL 33166, DESCRIPTION: This is an LLC for the Real Estate I own for my office.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7791 Nw 46th Street Suite 113, Doral, FL 33166

RIA

CRD#: 23131

DORAL, FL

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 7791 Nw 46th Street Suite 113, Doral, FL 33166

RIA

CRD#: 23131

DORAL, FL

Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DORAL, FL

Past

July 17, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

DORAL, FL

Past

April 23, 2003 - July 17, 2020

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

DORAL, FL

Past

May 24, 2002 - November 1, 2002

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

MIAMI, FL

Past

April 25, 2002 - July 17, 2020

INVESTACORP, INC.

CRD#: 7684

DORAL, FL

Past

July 18, 2001 - April 26, 2002

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

September 28, 2000 - July 24, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 2, 1998 - November 7, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

February 28, 1997 - June 19, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 28, 1997 - June 19, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/14/2024)

Arizona
(6/14/2024)

California
(6/14/2024)

Colorado
(6/14/2024)

Connecticut
(6/14/2024)

District of Columbia
(6/14/2024)

Florida
(6/14/2024)

IAR

Florida
(6/14/2024)

Georgia
(6/14/2024)

Hawaii
(6/14/2024)

Louisiana
(6/14/2024)

Maine
(6/14/2024)

Maryland
(6/14/2024)

IAR

Maryland
(6/14/2024)

Massachusetts
(6/14/2024)

Minnesota
(6/14/2024)

Missouri
(6/14/2024)

Nevada
(6/14/2024)

New Jersey
(6/14/2024)

IAR

New Jersey
(6/14/2024)

New York
(6/14/2024)

North Carolina
(6/14/2024)

IAR

North Carolina
(6/14/2024)

Ohio
(6/14/2024)

Oklahoma
(6/14/2024)

Pennsylvania
(6/14/2024)

Rhode Island
(6/14/2024)

IAR

Rhode Island
(6/14/2024)

South Carolina
(6/14/2024)

Tennessee
(6/27/2025)

Texas
(6/14/2024)

IAR

Texas
(6/14/2024)

Vermont
(6/14/2024)

Virginia
(6/14/2024)

Washington
(6/14/2024)

Wisconsin
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/20/1998

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/26/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 11/2/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/23/2000

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Brady's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christopher Thomas Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTACORP ADVISORY SERVICES INC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

RAYMOND JAMES & ASSOCIATES, INC.

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/20/1998

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/26/1997

Series 9

Date: 11/2/2000

Series 10

Date: 10/23/2000

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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