Jordan M. Cahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Marc Cahn, who also goes by Jory Cahn, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 1997. Jordan had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2020 - October 20, 2022
COWEN AND COMPANY
January 30, 2018 - September 6, 2018
HUNT FINANCIAL SECURITIES
March 1, 2016 - January 30, 2018
MIZUHO SECURITIES USA LLC
June 10, 2013 - February 29, 2016
CANTOR FITZGERALD & CO.
July 14, 2011 - December 21, 2012
UBS SECURITIES LLC
July 17, 2000 - July 18, 2011
MORGAN STANLEY & CO. LLC
July 27, 1999 - July 19, 2000
J.P. MORGAN SECURITIES LLC
August 11, 1997 - March 18, 1998
LIBRA INVESTMENTS, INC.
August 11, 1997 - August 25, 1999
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COWEN AND COMPANY
CRD#: 7616 / SEC#: , 8-22522
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN HOLDINGS, INC. | DIRECT PARENT | |
| CHARNEY, DANIEL S. | CO-PRESIDENT | 2158255 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| JENKINS, CHRISTINE J | PRINCIPAL FINANCIAL OFFICER AND FINOP | 4911933 |
| NIZICH, MATTHEW JOHN | REGISTERED OPTIONS PRINCIPAL | 2119564 |
| SOLOMON, JEFFREY MARC | CHIEF EXECUTIVE OFFICER | 2133254 |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 |
Disclosures
| Regulatory Event | 46 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
