GR
Gerald R. Russo
WELLESLEY ASSET MANAGEMENT
Portsmouth, NH 03801
Some features on this profile are disabled
CRD#: 2853844
GR
Professional summary
Gerald R Russo, who also goes by Gerald Robert Russo, Jay Russo, is a registered financial advisor currently at WELLESLEY ASSET MANAGEMENT, INC. located in Portsmouth, New Hampshire and FORESIDE FUND SERVICES, LLC located in Portsmouth, New Hampshire.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Gerald has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gerald Robert Russo | Jay Russo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Wellesley Asset Management, Inc., Investment Related, Wellesley, MA, Began 01/01/2017; Sales to Financial Professionals, Executive Director, Oversee institutional sales; 160 hours per month with 120 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald R Russo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 8, 2015 - Present
WELLESLEY ASSET MANAGEMENT, INC.
Office #1: 100 Market Street Suite 203, Portsmouth, NH 03801RIA
CRD#: 116176
Portsmouth, NH
Current
January 3, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 100 Market St. Suite 203, Portsmouth, NH 03801BD
CRD#: 46106
Portsmouth, NH
Past
May 26, 2015 - December 31, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
September 20, 2000 - March 6, 2015
TD AMERITRADE, INC.
BD
CRD#: 7870
BURLINGTON, MA
Past
August 12, 1998 - September 20, 2000
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
BD
CRD#: 21570
SHELTON, CT
Past
January 13, 1998 - May 27, 1998
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Past
April 15, 1997 - November 11, 1997
DETWILER FENTON & CO.
BD
CRD#: 1794
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.
CRD#: 116176 / SEC#: 801-61288
RIA
Registered Investment Advisory firm - (6/27/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2017)
RR
Alaska(1/4/2017)
RR
Arizona(1/4/2017)
RR
Arkansas(1/4/2017)
RR
California(1/4/2017)
RR
Colorado(1/4/2017)
RR
Connecticut(1/4/2017)
RR
Delaware(1/4/2017)
RR
District of Columbia(1/4/2017)
RR
Florida(1/4/2017)
RR
Georgia(1/4/2017)
RR
Hawaii(1/4/2017)
RR
Idaho(1/4/2017)
RR
Illinois(1/4/2017)
RR
Indiana(1/4/2017)
RR
Iowa(1/4/2017)
RR
Kansas(1/4/2017)
RR
Kentucky(1/4/2017)
RR
Louisiana(1/4/2017)
RR
Maine(1/4/2017)
RR
Maryland(1/4/2017)
IAR
Massachusetts(6/8/2015)
RR
Massachusetts(1/3/2017)
RR
Michigan(1/4/2017)
RR
Minnesota(1/4/2017)
RR
Mississippi(1/4/2017)
RR
Missouri(1/4/2017)
RR
Montana(1/4/2017)
RR
Nebraska(1/4/2017)
RR
Nevada(1/4/2017)
RR
New Hampshire(1/4/2017)
IAR
New Hampshire(2/3/2025)
RR
New Jersey(1/4/2017)
RR
New Mexico(1/4/2017)
RR
New York(1/4/2017)
RR
North Carolina(1/4/2017)
RR
North Dakota(1/4/2017)
RR
Ohio(1/4/2017)
RR
Oklahoma(1/4/2017)
RR
Oregon(1/4/2017)
RR
Pennsylvania(1/4/2017)
RR
Puerto Rico(7/18/2017)
RR
Rhode Island(1/4/2017)
RR
South Carolina(1/4/2017)
RR
South Dakota(1/4/2017)
RR
Tennessee(7/18/2017)
RR
Texas(1/4/2017)
RR
Utah(1/4/2017)
RR
Vermont(1/4/2017)
RR
Virginia(1/4/2017)
RR
Washington(1/4/2017)
RR
West Virginia(1/4/2017)
RR
Wisconsin(1/4/2017)
RR
Wyoming(1/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLESLEY ASSET MANAGEMENT, INC.
WELLESLEY ASSET MANAGEMENT, INC. | WELLESLEY INVESTMENT ADVISORS, INC.
CRD#: 116176 / SEC#: 801-61288
RIA
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Contact information
Main Address
100 Market Street Suite 203, Portsmouth, NH 03801
Mailing Address
Phone number
(781) 416-4000
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,478 |
| AUM (Assets Under Management) | $ 2,063,684,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLESLEY ASSET MANAGEMENT, INC.
CRD#: 116176Portsmouth, NH 03801TRUST BUT VERIFY
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