Kelley A. Clowe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelley Abington Clowe, who also goes by Kelley A Clowe, was a registered financial professional .
Kelley is a previously registered financial professional and started their career in finance in 1997. Kelley had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2020 - December 31, 2021
CAPITAL WEST FINANCIAL ADVISERS
April 3, 2017 - December 31, 2019
CAPITAL WEST FINANCIAL ADVISERS
June 2, 2016 - December 31, 2016
CAPITAL WEST FINANCIAL ADVISERS
April 29, 2010 - June 7, 2016
PRINCIPAL SECURITIES, INC.
April 28, 2010 - June 7, 2016
PRINCIPAL SECURITIES, INC.
June 24, 2002 - May 4, 2010
GEARY SECURITIES, INC.
June 20, 2002 - May 4, 2010
GEARY SECURITIES, INC.
May 23, 2002 - June 19, 2002
WORLD CHOICE SECURITIES, INC.
January 22, 2002 - June 19, 2002
WORLD CHOICE SECURITIES, INC.
March 16, 2001 - February 13, 2002
SECURIAN FINANCIAL SERVICES, INC.
April 1, 1997 - March 5, 2001
PRINCIPAL SECURITIES, INC.
February 27, 1997 - March 7, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 27, 1997 - March 7, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL WEST FINANCIAL ADVISERS
CRD#: 282881 / SEC#:
Contact information
Red Flags
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