James E. Bradley

PENOBSCOT FINANCIAL ADVISORS

Bangor, ME 04401

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CRD#: 2853577

Professional summary

James Edgar Bradley III, CFP®, who also goes by James Edgar III Bradley, Jim Bradley, is a registered financial advisor currently at PENOBSCOT FINANCIAL ADVISORS located in Bangor, Maine.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. James has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Social Security Planning

Retirement Planning

Education Planning

Investment Planning

Socially Responsible Investing

Estate Planning

Are you a "fiduciary"?

Yes

Aliases

James Edgar Iii Bradley | Jim Bradley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.MAINE COASTAL FLIGHT CENTER~NON INVESTMENT RELATED~16 CARUSO DR. TRENTON, ME 04605~FLIGHT SCHOOL/SCENIC FLIGHT OPERATION~FLIGHT INSTRUCTOR/PILOT~ MAY 2009~20HRS PER MONTH~4HRS PER MONTH DURING MARKET~FLIGHT INSTRUCTOR AND SCENIC PILOT - - - - 2.)MARLBORO BY THE LLC~NON INVESTMENT RELATED~LORIMER RD, LAMOINE, ME 04605~RENTAL/VACATION PROPERTY~MANAGING MEMBER~MARCH 2015~5HRS PER MONTH~0HRS PER MONTH DURING MARKET~ENTITY PURCHASES RENTAL PROPERTY - - - - - - - - - - - 3.) Hospice Volunteers of Hancock County, Treasurer, Volunteer Board Member, appx. 15 hrs/month, none during market.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edgar Bradley III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

Experience

Current

January 30, 2017 - Present

PENOBSCOT FINANCIAL ADVISORS

Office #1: 74 Hammond Street, Bangor, ME 04401

RIA

CRD#: 286211

Bangor, ME

Past

April 16, 2014 - August 1, 2017

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

BANGOR, ME

Past

April 16, 2014 - July 31, 2017

NEWEDGE SECURITIES, LLC

CRD#: 10674

Bangor, ME

Past

January 3, 2011 - April 18, 2014

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BANGOR, ME

Past

January 3, 2011 - April 17, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BANGOR, ME

Past

July 5, 2000 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

BANGOR, ME

Past

June 28, 2000 - January 3, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

BANGOR, ME

Past

May 22, 2000 - September 25, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

July 30, 1999 - December 31, 2000

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 7, 1997 - January 12, 2000

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 7, 1997 - January 12, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENOBSCOT FINANCIAL ADVISORS

PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT

CRD#: 286211 / SEC#: 801-108988

RIA

Registered Investment Advisory firm - (1/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(1/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/13/1997

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2004

General Securities Principal Examination

Current Firm

PENOBSCOT FINANCIAL ADVISORS

PENOBSCOT FINANCIAL ADVISORS | PENOBSCOT WEALTH MANAGEMENT

CRD#: 286211 / SEC#: 801-108988

RIA

Registered Investment Advisory firm - (1/25/2017 Approved)

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Contact information

Main Address

One Monument Square Suite 501, Portland, ME 04101

Mailing Address

Phone number

(207) 990-1901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENOBSCOT FINANCIAL ADVISORS DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (7/7/2025)

Regulatory assets under management

Total Number of Accounts	1,925
AUM (Assets Under Management)	$ 434,543,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James E. Bradley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Edgar Bradley III's CRS (Customer Relationship Summary).

Certified licenses

Experience

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PENOBSCOT FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/13/1997

SIE

Date: 7/31/2017

Series 7

Date: 4/3/1997

Series 24

Date: 12/28/2004

Current Firm

PENOBSCOT FINANCIAL ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENOBSCOT FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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