JS
Joseph T. Stricklin
ITRUST ASSET MANAGEMENT
Lexington, KY 40502
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CRD#: 2853219
JS
Professional summary
Joseph Todd Stricklin is a registered financial advisor currently at ITRUST ASSET MANAGEMENT, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/22/2012: REGISTERED INVESTMENT ADVISOR - ITRUSTASSETMANAGEMENT - ASSET MANAGEMENT, PORTFOLIO MANAGEMENT - (HYBRID) ITRUSTASSETMANAGEMENT - TIME SPENT 80% - LEXINGTON, KY.
2. 1/18/2013: DBA ONLY - ITRUST ASSET MANAGEMENT LLC - LEXINGTON, KY.
3. 1/29/2013: NON-VARIABLE INSURANCE - JOSEPH TODD STRICKLIN - INDEPENDENT INSURANCE AGENT - TIME SPENT 2% - LEXINGTON, KY.
4. 2/28/2013: OTHER-BAND - SUPERUNKNOWN - I HAVE A ROCK BAND THAT HAS AN ALBUM FOR SALE ON THE ITUNES WEBSITE. - TIME SPENT 1%.
5. 10/16/2014 - GRIMSLEY ROSE - OTHER - ROCK BAND - TIME SPENT 10 HOURS PER MONTH - LEXINGTON, KY.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Todd Stricklin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2023 - Present
ITRUST ASSET MANAGEMENT, LLC
Office #1: 3320 Tates Creek Road Suite 100, Lexington, KY 40502RIA
CRD#: 164193
Lexington, KY
Current
May 8, 2012 - Present
LPL FINANCIAL LLC
Office #1: 3320 Tates Creek Road, Ste 100, Lexington, KY 40502RIA
BD
CRD#: 6413
Lexington, KY
Past
January 17, 2023 - April 25, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEXINGTON, KY
Past
May 23, 2012 - December 31, 2022
ITRUST ASSET MANAGEMENT, LLC
RIA
CRD#: 164193
LEXINGTON, KY
Past
May 8, 2012 - May 22, 2012
LPL FINANCIAL LLC
RIA
CRD#: 6413
LEXINGTON, KY
Past
April 8, 2004 - May 7, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
LEXINGTON, KY
Past
March 25, 2002 - May 7, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
LEXINGTON, KY
Past
April 30, 1998 - February 15, 2002
UNIFIED FINANCIAL SECURITIES, LLC
BD
CRD#: 7868
INDIANAPOLIS, IN
Past
May 29, 1997 - May 20, 1998
UNIFIED INVESTMENT SERVICES, INC.
BD
CRD#: 34628
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ITRUST ASSET MANAGEMENT, LLC
ITRUST ASSET MANAGEMENT, LLC
CRD#: 164193 / SEC#: 801-115048
RIA
Registered Investment Advisory firm - (4/23/2019 Approved)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/29/2019 Terminated)Texas
Registered Investment Advisory firm - (5/29/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/8/2012)
RR
California(1/23/2013)
RR
Florida(5/8/2012)
RR
Kentucky(5/8/2012)
IAR
Kentucky(1/31/2023)
RR
North Carolina(6/7/2013)
RR
Pennsylvania(5/8/2012)
RR
Texas(5/8/2012)
IAR
Texas(1/31/2023)
RR
Virginia(5/10/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
ITRUST ASSET MANAGEMENT, LLC
ITRUST ASSET MANAGEMENT, LLC
CRD#: 164193 / SEC#: 801-115048
RIA
Registered Investment Advisory firm - (4/23/2019 Approved)Kentucky
Registered Investment Advisory firm - (6/6/2019 Terminated)Louisiana
Registered Investment Advisory firm - (5/29/2019 Terminated)Texas
Registered Investment Advisory firm - (5/29/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3320 Tates Creek Road Suite 100, Lexington, KY 40502
Mailing Address
Phone number
(859) 425-1222
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 433 |
| AUM (Assets Under Management) | $ 174,273,862 |
Red Flags
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Company Information
ITRUST ASSET MANAGEMENT, LLC
CRD#: 164193Lexington, KY 40502TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
