Richard T. Havard
Professional summary
Richard Thomas Havard, who also goes by Tom Havard, Tommy Havard, is a registered financial advisor currently at CYNDEO WEALTH PARTNERS located in Johns Creek, Georgia.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Thomas Havard's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2022 - Present
CYNDEO WEALTH PARTNERS
October 23, 2009 - December 21, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - December 21, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 24, 2003 - October 20, 2004
QUICK & REILLY, INC.
April 1, 2003 - October 20, 2004
QUICK & REILLY, INC.
September 2, 1997 - April 4, 2003
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CYNDEO WEALTH PARTNERS
CRD#: 307781 / SEC#: 801-118839
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/19/2022)
(12/16/2022)
Exams
Current Firm
CYNDEO WEALTH PARTNERS
CRD#: 307781 / SEC#: 801-118839
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,011 |
| AUM (Assets Under Management) | $ 2,580,844,138 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 09/11/2024 | ||
| 11/27/2023 |
Red Flags
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