John D. Slyman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Slyman, who also goes by John Slyman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2024 - September 24, 2024
SIGNATURE EQUITY PARTNERS, LLC
February 28, 2024 - September 26, 2024
OSAIC WEALTH, INC.
January 29, 2024 - September 26, 2024
OSAIC WEALTH, INC.
July 9, 2020 - January 8, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 9, 2020 - January 8, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 28, 2010 - July 1, 2020
NATIONWIDE SECURITIES, LLC
January 27, 2010 - July 1, 2020
NATIONWIDE SECURITIES, LLC
September 21, 2004 - December 31, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 14, 2004 - February 10, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 14, 1997 - July 1, 2004
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
SIGNATURE EQUITY PARTNERS, LLC
CRD#: 327455 / SEC#: 801-128432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATURE EQUITY PARTNERS, LLC
CRD#: 327455 / SEC#: 801-128432
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,714 |
| AUM (Assets Under Management) | $ 330,621,622 |
Red Flags
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