Michael A. Cinquemani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael A Cinquemani, who also goes by Mike Cinquemani, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2002 - December 4, 2003
TAFFERER TRADING, LLC
March 4, 2002 - August 2, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
July 27, 2001 - July 30, 2001
RUMSON CAPITAL, LLC
July 27, 2001 - February 21, 2002
DOMESTIC SECURITIES, INC.
April 2, 2001 - April 10, 2001
DOMESTIC SECURITIES, INC.
March 23, 1999 - April 2, 2001
ALL-TECH DIRECT, INC.
October 22, 1998 - March 16, 1999
EMERSON BENNETT & ASSOCIATES
April 29, 1998 - August 6, 1998
WOODSTOCK FINANCIAL GROUP, INC.
January 13, 1998 - February 26, 1998
FAIRCHILD FINANCIAL GROUP, INC.
October 20, 1997 - December 23, 1997
MONROE PARKER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2000
Limited Representative-Equity Trader ExamCurrent Firm
TAFFERER TRADING, LLC
CRD#: 36816 / SEC#: , 8-47474
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLD BROTHERS INC. | HOLDING CORPORATION | |
| HOLD, GREGORY FRANCIS | CHIEF EXECUTIVE OFFICER | 2169408 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
