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Glenn Haden Hermanson JR

Glenn Haden Hermanson Jr

CFP®
HOFFMANN HERMANSON
DENVER, CO
·CRD# 2852770·29 years experience

Professional Summary

Glenn Haden Hermanson JR, CFP®, who also goes by Glenn Haden Hermanson, is a registered financial advisor currently at HOFFMANN HERMANSON located in Denver, Colorado. Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Glenn has worked at 3 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Glenn Haden Hermanson

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2002

Years of Experience

29 years in the financial services industry

Current & Past Employments

Current

HOFFMANN HERMANSONCurrent·CRD# 130484
RIA
1369 Downing St. #5, Denver, CO 80218
April 12, 2004 - Present

Past

ARAX ADVISORY PARTNERSPast·CRD# 133535
RIA
Denver, CO
June 3, 2009 - October 23, 2009
CHARLES SCHWAB & CO., INC.Past·CRD# 5393
BD
Westlake, TX
August 4, 1997 - November 11, 2002

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Current Firm

HH
HOFFMANN HERMANSON

ASCENT FINANCIAL SOLUTIONS | HOFFMANN HERMANSON, LLC | HOFFMANN HERMANSON LLC | HOFFMANN HERMANSON | HERMANSON, GLENN HADEN | G.H. HERMANSON FINANCIAL PLANNING | ASCENT FINANCIAL SOLUTIONS, INC.

CRD#: 130484 / SEC#: 801-131662
RIA
Registered Investment Advisory firm - SEC (1/7/2025 Approved)
Colorado
Registered Investment Advisory firm - Colorado (1/23/2025 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (1/23/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/23/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

450 E. 17th Ave. Suite 400, Denver, CO 80203

Phone Number

(303) 946-1810

# of Employees

2

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 BROCHURE (10/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

515

AUM (Assets Under Management)

$198,139,660

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A MUSICIAN IN A LOCAL BAND. THIS IS NOT INVESTMENT-RELATED.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HOFFMANN HERMANSON

ASCENT FINANCIAL SOLUTIONS | HOFFMANN HERMANSON, LLC | HOFFMANN HERMANSON LLC | HOFFMANN HERMANSON | HERMANSON, GLENN HADEN | G.H. HERMANSON FINANCIAL PLANNING | ASCENT FINANCIAL SOLUTIONS, INC.

CRD#: 130484 / SEC#: 801-131662
RIA
Registered Investment Advisory firm - SEC (1/7/2025 Approved)
Colorado
Registered Investment Advisory firm - Colorado (1/23/2025 Terminated)
Nebraska
Registered Investment Advisory firm - Nebraska (1/23/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/23/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(4/12/2004)
IAR
Nebraska
(4/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1997About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Dec 2000About the Series 9 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Glenn Haden Hermanson JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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