Mary A. Faher
Professional summary
Mary A Faher was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mary is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Mary had worked at 4 firms, which includes THE DIVERSIFIED GROUP, W R RICE FINANCIAL SERVICES INC., FIFTH THIRD SECURITIES INC., RAYMOND JAMES FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - December 31, 2011
THE DIVERSIFIED GROUP
March 28, 2011 - November 21, 2012
W R RICE FINANCIAL SERVICES, INC.
February 23, 2011 - March 23, 2011
THE DIVERSIFIED GROUP
August 28, 2007 - February 11, 2011
FIFTH THIRD SECURITIES, INC.
March 2, 2004 - February 11, 2011
FIFTH THIRD SECURITIES, INC.
February 11, 2003 - January 15, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE DIVERSIFIED GROUP
CRD#: 151960 / SEC#:
Contact information
Red Flags
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