Christian M. Herman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Michelsen Herman, who also goes by Michelsen Christian Herman, Mikkel Christian Herman, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 1997. Christian had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2022 - March 19, 2024
OCTOGONE NA
March 1, 2017 - August 30, 2022
OCTOGONE NA
July 25, 1997 - July 26, 1999
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
OCTOGONE NA
CRD#: 322478 / SEC#: 801-126432
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OCTOGONE NA
CRD#: 322478 / SEC#: 801-126432
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 92 |
| AUM (Assets Under Management) | $ 371,417,336 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
