JS
Janet S. Sherry
ARKADIOS WEALTH ADVISORS
Wall, NJ 07753
Some features on this profile are disabled
CRD#: 2852367
JS
Professional summary
Janet Santa Sherry, CFP®, who also goes by Janet Santa Cincotta, Cincotta Sherry, Janet S Sherry, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Wall, New Jersey and ARKADIOS CAPITAL located in Wall, New Jersey.
Janet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Janet has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janet Santa Cincotta | Cincotta Sherry | Janet S Sherry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JANET S. SHERRY, APPOINTMENT WITH MULTIPLE CARRIERS FIXED INSURANCE; NOT INVESTMENT RELATED; PT PLEASANT BEACH, NJ; FIXED INSURANCE,LIFE, LTC DISABILITY; AGENT(LICENSED); 10 HRS/MONTH; 3 HR PER MONTH DURING SECURITIES TRADING HOURS; ADVISE CLIENTS ON INSURANCE NEEDS, APPOINTED W/ VARIOUS CARRIERS. 2)FORESIGHT FINANCIAL PARTNERS;INVESTMENT RELATED; 4814 OUTLOOK DRIVE, Suite 104, WALL, NJ 07753; FINANCIAL PARTNERSHIP, CO-OWNER; STARTED 4/2014; 40 HRS/MONTH; 30 HRS/MONTH DURING SECURITIES TRADING HOURS, PARTNER IN FINANCIAL PLANNING AND INVESTMENT FIRM. 3) CINCOTTA IFFEVOCABLE TRUST; 102 Sanborn Ave. St., Pleasant BEACH, NJ 08783; Yes investment related; Trust (Family); Trustee; 3/1/2013; 1 hour per month; 0 hours per trading day; mge trust assets (use third party money managers) handle taxes with accountant, distribution to beneficiaries; 4) Power of Attorney for mother, Non-investment related, since 3/2013, 1 hour per month, 0 hour per month during securities trading hours, Duties: act if needed for mother's financial affairs. 5) Outside Insurance Sales/ Fixed Annuities, Is Investment Related,"4814 Outlook Drive, Suite 104, Wall, NJ, 08742, Insurance Sales/ Fixed Annuities, Agent,2023-11-08,5 hours per month,0 hours per month during trading hours, Commission Compensation, Research and select Fixed annuity and or insurance products that meet client needs
CRS (Client Relationship Summary) - RIA
Click below to view Janet Santa Sherry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
April 30, 2019 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 4814 Outlook Drive, Suite 104, Wall, NJ 07753RIA
CRD#: 288863
Wall, NJ
Current
April 30, 2019 - Present
ARKADIOS CAPITAL
Office #1: 4814 Outlook Drive, Suite 104, Wall, NJ 07753BD
CRD#: 282710
Wall, NJ
Past
March 21, 2014 - April 30, 2019
TRIAD ADVISORS LLC
RIA
CRD#: 25803
WALL, NJ
Past
March 21, 2014 - April 30, 2019
TRIAD ADVISORS LLC
BD
CRD#: 25803
WALL, NJ
Past
December 13, 2011 - March 31, 2014
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WALL TOWNSHIP, NJ
Past
November 7, 2011 - March 31, 2014
NEW ENGLAND SECURITIES
BD
CRD#: 615
WALL TOWNSHIP, NJ
Past
June 1, 2009 - July 25, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MADISON, NJ
Past
January 24, 2006 - July 26, 2011
JM EGAN WEALTH ADVISORS, LLC
RIA
CRD#: 121134
MADISON, NJ
Past
January 10, 2006 - June 2, 2009
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
MADISON, NJ
Past
March 1, 2004 - June 2, 2009
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
MADISON, NJ
Past
November 20, 2002 - November 26, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
May 14, 2001 - November 21, 2002
BNY INVESTMENT CENTER INC.
BD
CRD#: 47683
NEW YORK, NY
Past
March 10, 1997 - December 9, 1999
LOCKWOOD FINANCIAL SERVICES, INC.
BD
CRD#: 40655
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/13/2024)
RR
California(1/6/2020)
RR
Connecticut(4/30/2019)
RR
Florida(4/30/2019)
RR
Maryland(4/30/2019)
RR
New Jersey(4/30/2019)
IAR
New Jersey(5/6/2019)
RR
New York(4/30/2019)
RR
South Carolina(1/22/2024)
RR
Texas(4/30/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARKADIOS WEALTH ADVISORS
CRD#: 288863Wall, NJ 07753TRUST BUT VERIFY
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